A broker dealer underwrites an offering in which the registration statement contained material errors and omissions. To sustain a burden of proof that it is not liable, the firm must have had reasonable grounds to believe the registration was true and complete, based on a prudent man standard, as of what point in time

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keel9720 keel9720

21-07-2022
Business

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A broker dealer underwrites an offering in which the registration statement contained material errors and omissions. To sustain a burden of proof that it is not liable, the firm must have had reasonable grounds to believe the registration was true and complete, based on a prudent man standard, as of what point in time

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abiolataiwo2015 abiolataiwo2015 · Answer 1 · 2022-08-03T17:58:28+02:00

If the firm must have had reasonable grounds to believe the registration was true and complete, based on a prudent man standard, the point in time is the effective date.

Who is a broker dealer?

Broker dealer can be defined as someone who deals in trading business by selling and buying of Stocks, bonds etc.

The effective date is the date the firm can tend to believe the registration was true and complete, based on a prudent man standard based on the fact that effective date is the date in which the event take effect.

Learn more about Broker dealer here:https://brainly.com/question/14337937

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